Ideology From A Robert Kegan/Developmental-Complexity Perspective

by: Paul Rosenberg

Sat Dec 13, 2008 at 20:13


I've written repeatedly about Robert Kegan's developmental model of cognitive complexity, based on the earlier work of Piaget and Kohlberg.  Among other things, it can provide a useful perspective on an aspect of debates about ideology. Kegan uses the term "ideology" in a very particular sense, which isn't necessarily the same thing we mean in talking about political ideologies, but it's a useful sense, nonetheless, and provides an angle of attack that illuminates some issues better than anything else I'm aware of.

Kegan's model seeks to explain common aspects of cognition across the entire range of areas studied--including reasoning about physical sciences (Piaget's forte), moral reasoning (Kohlberg), psychotherapy (Kegan's own area of expertise), and personality development (Erick Erickson), among others.  It's essence is a common structural relationship connecting each successive developmental stage to the stage before:  What is the background, subject or context of consciousness in one stage becomes the foreground, object or content of consciousness in the next.  

Stage 3, which Kegan identifies with adulthood in a relatively static traditional society, has the social roles and relationships of that society as its background, subject or context.  Other things identified as subject at this level include abstractions, inner states, subjectivity, and self-consciousness.  At Stage 4, all of these become object-capable of being reflected upon and manipulated.  Critically reflecting on abstractions as content requires a context of abstract systems, while reflecting on social roles and relationships as objects requires a context of self-authorship.  Combined, these two produce an ideology (an abstract system of ideas) supporting personal autonomy (self-authorship)-otherwise known as liberalism.  Only this last step is my own. All the rest is directly from Kegan.

 

Paul Rosenberg :: Ideology From A Robert Kegan/Developmental-Complexity Perspective
One can also speak of this structure of consciousness as a structure of self-perception: what is object, the self has, what is subject, the self is,, according to its perception at that level.  

Here is a comprehensive chart of how Kegan's levels inter-relate, for reference purposes:

Kegan's Subject/Object Schema of Cognitive Development
StageWe Are:
Subject
(structure of knowing)
We Have:
Object
(content of knowing)
Underlying Structure
1Perceptions

SOCIAL PERCEPTIONS

Impulses
Movement


Sensation
2Concrete

POINT OF VIEW

Enduring Dispositions
Perceptions

SOCIAL PERCEPTIONS

Impulses
3
Traditionalism
Abstractions

MUTUALITY/
INTERPERSONALISM
Relationship


Inner states
Concrete

POINT OF VIEW

Enduring Dispositions
Needs, Peferences
4
Modernism
Abstract Systems

INSTITUTION
Relationship-Regulating Forms

Self-authorship
Abstractions

MUTUALITY/
INTERPERSONALISM
Relationship

Inner states
Subjectivity
Self-consciousness
5
Post-
Modernism
Dialectical

INTER-
INSTITUTIONAL

Self-transformation
Abstract Systems
Ideology

INSTITUTION
Relationship-Regulating Forms

Self-authorship
Self-regulation
Self-formation

At any stage, it is normal to reflect on the content of that stage-what one has-but it is also possible to reflect on the subject as well-what one is-provided that such reflection is free of contradiction.  For example, one aspect of Level 2 subjectivity is point of view.  One has a point of view, as distinct from other points of view.  Yet, it is possible to reflect on, and even adopt another's points of view, provided that the two are compatible.  One cannot mediate between them, because doing so requires a context that only becomes available at level 3.  But if they compatible, then mediation is not necessary, and so they can be observed as object, even though one is not fully grasping them.  To fully grasp them, one would have to appreciate their capacity to differ, even when they do not.

There is a further developmental stage.  As Stage 3 is traditional, Stage 4 is modern, and Stage 5 is post-modern.  It is the stage at which ideology and self-authorship become objects within the context of dialectical processes and self-transformation.  Thus, one could say that at Level 4 one is one's ideology, and that ideology's most natural expression is that of liberal individualism.  At level 5, however, one has an ideology-or two or three or even more.  At Level 4, it is possible to reflect on ideology in general, and liberal individualism, in particular. But only if fundamental contradictions do not arise.

In contrast, at Level 3, one is still embedded in an abstract system of ideas, or ideology-the context of Level 4, But one is embedded in it so deeply-the context of one's context-that it cannot be reflected on, even when there is no contradiction involved. Because this context is a level deeper than can ever be perceived, I refer to it as a buried context.

From this perspective, most talk of pragmatism at Level 3 refers to pragmatism within the buried context of an ideology that would take the existing social structure as it's object and would accept it uncritically, despite having the capacity to do otherwise.  What is pragmatic is pragmatic within the existing framework of social roles and relationships.  It does not question or challenge them.

What does question or challenge them either comes from challenges to the existing order resulting from social forces driving cultural change, or it comes from those responding to those same forces.

Historically, an example of such forces was the gradual development of bourgeois individualism over a period of centuries, leading up to the Protestant Reformation, which eventually lead to the religious wars of Reformation.   Those responding to these forces were the theorists who developed the core arguments of modern liberalism centered on tolerance and liberty of conscience. They were not the cause of the conflict. Rather, the ideas they developed were a way of dealing with the conflict, by virtue of being able to reflect on it.  Nonetheless, they, too, represented a challenge to the existing order, eventually reshaping it to varying degrees in different places.

As religious tolerance became an established principle, it served to provide the social stability that previously had depended on religious uniformity. Thus, had been unthinkable-tolerance for a different religious belief system, first became a radical idea, then a liberal one, as it was theorized into a system of ideas, and finally a conservative one, as it became absorbed into the existing social system.

In general, those at Level 3 tend to not distinguish clearly between the forces disrupting the existing social order and those individuals trying to mediate and tame those forces.  Thus liberals are blamed for global warming, rather than appreciated fro trying to deal with it before it becomes a catastrophic problem.

What this perspective suggests is that conservatives think of themselves as pragmatists, and think of liberals as ideological troublemakers, whom they cannot clearly distinguish from problems that beset their society for which there are no existing coping mechanisms.  Because they cannot take those problems as object, they cannot perceive them as real.  What they can see are the individual liberal actors, and their strongest tendency is to treat them as maladjusted, treating them as if they were functioning at Level 2, failing-or perhaps more properly refusing--to adjust to the social roles and relationships that define Level 3 reality.  This is (at least one reason) why conservatives tend to think of themselves as grown-ups and think of liberals as naïve and childish.  Level 4 liberals clearly do not fit neatly into Level 3.  Level 3 conservatives cannot comprehend Level 4.  Therefore they assign Level 4 liberals to Level 2.  (Which is actually more appropriate for libertarians-a subject for another day.)

The further complication comes about when Level 4 itself is insufficient to deal with even more fundamental changes.  This is the situation today.  But for the purposes of clarity of exposition, I leave that topic as well to some future date.

For now, my conclusion is simply that Kegan's perspective strongly suggests that Level 4 liberals must adopt solutions that Level 3 conservatives will initially oppose as rigid, ideological, disruptive, etc., but will eventually come to accept-with varying degrees of grumbling, provided they actually solve the problems at hand.  This does not, however, take into account ideological conservatives, that is, conservatives who try to consciously theorize systems of ideas in opposition to liberalism.  Most such theorizing is utterly bogus-see the vanishing objections to massive government intervention, for example.  And yet it does exist as a complicating force that intensely resists accepting liberal solutions that can otherwise become perfectly normal stabilizing parts of a newly reshaped social order.


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The complicating force. (4.00 / 1)
This is the subject of some of my favorite of your post, and I always want to comment just so you know someone's reading, and continue!


I ALWAYS SAVE THESE TO MY HARD DRIVE(S)....... (0.00 / 0)
IN THE HOPE THAT SOME DAY I WILL TRULY UNDERSTAND THEM!!!!!(In the meantime, I do believe that I fathom the gist.)

Try Reading Kegan's Books (0.00 / 0)
Real cheap via interlibrary loans.

They're a bit dense, too, but they have a fair amount of annecdotal material that I think really helps.  Of course it's mostly not political, but if you already generally get the gist, then getting a firmer feeling for concrete reference points should be a big help.  The Evolving Self is the earlier one, In Over Our Heads is the followup.

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3


[ Parent ]
A LITTLE RE-GIFTING: (0.00 / 0)
"There ain't no sanity clause." -- Chico Marx

"There is a crack, a crack in everything...That's how the light gets in." -- Leonard Cohen

"Religious faith will be of the same significance to the 21st Century as political ideology was to the 20th Century." -- Tony Blair

"If I wanted to be challenged intellectually, I would watch (and perhaps, even listen to) Fox News" -- DICKERSON3870


[ Parent ]
Leonard Cohen, Eh? (0.00 / 0)
Funny you should be quoting him, if you'll check out the music diary I just posted.

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3

[ Parent ]
ADDENDUM: (0.00 / 0)
"If I wanted to be intellectually challenged, I would watch (and attentively listen to) Fox News." -- DICKERSON3870

[ Parent ]
Confusing higher and lower level thinking (0.00 / 0)
As I started reading this, it occurred to me it could be hard to tell when someone is at a higher level then one's self, or a lower level.  Then you made the point, yourself.  Obviously, I agree.

This also shows where I was coming from the other day when attacking ideology itself.  Chris' take is far more useful than the one I was trying to argue, but I was attempting to attack the notion of being stuck in an ideology.  Reading this, it occurs to me my real problem was people stuck at lower Kegan levels, with "ideology" being level 3 thinking.


Kegan Has A Lot of Interesting Things To Say About This (0.00 / 0)
In Over Our Heads has this series of family vignettes about husband, wife, co-workers and children all misunderstanding one another.  The one that really sticks with me is with the parents setting a curfew for their Level 2 teenager.

The teenager makes the agreement to be home at 11, or whatever, in a state where there's no conflict (can't envision what's to come) and hence adopting the parents' POV is a piece of cake.

Of course, come 2 AM, the parents are steamed.  But they misunderstand what the problem is.  They think the kid is irresponsible, and screwed up by not coming home at 11.  Kegan says, "No." The real problem happened before going out, because the kid lacked the cognitive capacity to actually grasp what they were agreeing to.

Of course, it was written in 1994, before everyone and their dog's fleas had cell phones.  

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3


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Translation (0.00 / 0)
On a different but related subject, some claim NFs can understand other personality types but others cannot.  In particular, other's can't understand NFs.

Note that all of this means a good communicator needs to be a good translator.  You must be able to communicate within the cognitive space and POV of the listener to really be heard.  Of course, to someone listening in, it could sound very wrong, even contradictory.

Getting back to politics, I still believe this is what Obama is mostly doing, but I obviously can't prove it.  As you point out, it can be difficult to tell if someone is operating at a high level or low.


[ Parent ]
It's late, and I have a mound of grading to get to, (0.00 / 0)
but as a psychology professor, I thought I'd jump in quickly here.  

Developmental psychologists still teach Erickson, Piaget, and other stage theorists, but mostly as a way to set the stage for what came after them.  Those guys were brilliant, but one of the lessons of the last few decades of developmental work is that stage theories are the wrong way to approach development.  It turns out that development is more piecemeal, with different cognitive abilities being independent from others (although they may rely on domain general abilities like intelligence, working memory, selective attention, etc.).    

Anyway, that's getting beside the point.  I wanted to jump in because there is a danger in thinking of development in these stages.  Specifically, there is an assumption, either implicit or explicit, that those in higher stages have "moved past" the previous stages.  To take an example, Kohlberg's theory of moral development posits that people move through a series of stages in their moral reasoning, and that once you reason at, say, level 5, you no longer reason at the lower, more immature levels.  Research in this tradition found that men are more sophisticated moral reasoners than women, based on the level in which they tested.  But the work of Carol Gilligan (also at Harvard, incidentally) and others shows that our moral reasoning is more context-specific, and that people can move flexibly between levels.  Women, she argues, more often have to handle moral dilemmas in the social sphere, so they are primed to answer Kohlberg's dilemmas at those "lower levels," even though they have the cognitive ability to answer at the same level as men.  In other words, even though women appear, on these tests, to be more immature moral reasoners, they don't differ from men in their capabilities.

Which brings me to Kegan.  There is a danger that we could use this theory to place ourselves above conservatives, when it could be the case that conservatives could reason at higher levels, but are not always in contexts where they use that understanding.  (Nearly every stage theory, from Kohlberg to Piaget to Erickson, could be criticized as being too rigid about placing people in stages rather than characterizing cognitive processes as more or less sophisticated.)  Statements like "Level 3 conservatives cannot comprehend Level 4" worry me greatly, especially because there are no grand stage theories that have withstood extensive empirical testing.  (For instance, the last 15 years of research on the development of social cognition and perspective taking suggests that Kegan's account is too simplistic, and that younger children are capable of many abilities that he said aren't available until later, and that neither kids nor adults always use the social cognitive abilities that they possess.)

I actually think that you could talk about some of the same phenomena--like the inability to differentiate a liberal from the "object" of liberal ideology--from a more stable empirical basis.  But I think that the history of stage theories hasn't been very good, and that a statement like "Level 3 conservatives cannot comprehend Level 4" is likely to meet the same fate as the pronouncement that a level 3 moral thinker in Kohlberg's theory--like most women--cannot comprehend level 4 thinking...which is to say it's probably not true.


Thanks (0.00 / 0)
Intuitively, this is pretty obvious, but it is very easy to get stuck thinking in terms of simple models.  It's good to be reminded.

The true reality will obviously be even more complicated that what you lay out; reality always is.  These models are extremely useful in understanding our reality, but we always need to be careful how to apply them.


[ Parent ]
A Duality Which Isn't an Illusion (4.00 / 1)
Subject as object, object as subject. Where are we when (believe) we're somewhere else, rummaging through ourselves in search of answers?

Frankly, I've always thought that philosophers were better at this than psychologists, but only because they're generally better writers. Cryptic, perhaps, but more musical -- psychologists always sound like a kid explaining to his mother why he really needs a cookie right now.


[ Parent ]
Sigh.... (0.00 / 0)
That should have been when (we believe) we're somewhere else

It's late, and I need an editor right now....


[ Parent ]
Well, By Your Lights, I've Been Going Backwards (0.00 / 0)
Since I first read Gilligan at least a decade before I discovered Kegan.

While Piaget and Kohlberg both used fairly narrow empirical experimental methods, and then extrapolated well beyond them, I think there's more robustness to their findings than you give credit for.  There's certainly abundant evidence that people reason differently in different contexts--particularly striking is how graduate students outside an academic context can revert to naive (and quite mistaken) folk theories.

But this works both ways--and I left something out I've usually tried to include in the way of a disclaimer that's fairly crucial here.  I'm not saying that all liberals or all conservatrive individually think at one level or another.  What I am saying is that the predominant forms of discourse employed overwhelming tend to be at these different levels, which in turn reflect shared understandings and assumptions--and the analysis I presented applies to those, rather than to individuals, presumably always and in every situation.

Working both ways gets into the conversation here, as someone may well reason more or less sophisticatedly on the spot, but then rationalize it later at a different level.  In one sense this may be dishonest reporting, but in another sense it may simply be an automatic recalibration to express and communicate in a mode that's most readily decodable by others of like mind.

This is--to me, at least--a highly plausible explanation for why liberals and conservatives may be able to communicate relatively successully with one another in the context of addressing some specific, concrete problem (especially at the level of local government), and yet not have that experience produce significant spill-over effects into their ongoing perceptions of one another.  These are simply different discursive/interactive settings, and the state/setting-specific experiences do not simply carry over to another state/setting.  Rather, they have to be interpreted.  And what I was talking about in this diary are cognitive levels that such experiences get translated back into.

Another complicating factor is simply that very similar looking behavior have be found among people acting at different levels.  I got part of a disseration from one of Kegan's PhD students where she looked at groupthink, and found that simply functioning at Level 4, with a significantly greater capacity to critically question what was going on, did not straightforwardly translate into actually being more critical.

Finally, I think it's pretty well established that developmental levels aren't necessarily correlated with a lot of other things that people might assume.  For exmple, being able to engage in more sophisticated moral reasoning doesn't necessarily translate into being more concerned with moral questions.  Someone with relatively simply moral reasoning might be much more concerned with moral conduct than a much more sophisticated thinker.  Thus, there's no inherent superiority in being at a higher level.  There's greater potential in terms of understanding, but that's about it.

This changes, however, when we're talking about collective cognitive enterprises, which is what I'm mostly concerned with trying to puzzle out.

I'd be interested in hearing from you whether or not (or how much) the above explanation allays any of your concerns.

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3


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