"Not Making Law" Is Not Possible--A Philosophical/Conceptual View

by: Paul Rosenberg

Sat May 30, 2009 at 13:30




Faces? Vases?

The answer, of course, is both.  But what if that option is not available?  What if you have to choose?  There is nothing in the picture itself that definitively tells you it's one and not the other.  Whatever you interpret the picture to be, that's what it is.  This is the very root of the most fundamental flaw in the argument against judges "making law."  Because the very essence of what judges do--what no one disputes--is the act of judicial interpretation.  And although most of the time one can simply follow earlier interpretations, this cannot always be the case.  Those earlier interpretations had to origianlly come from somewhere.

Indeed, the process of interpretation repeatedly encounters situations where there is no cut-and-dried right answer, where (a) there is no earlier interpretation to follow, or (b) two or more previous interpretations clash with one another, or (c) (less commonly) situations have so changed that the earlier interpretation seems anachronistic, out of step with the broader sweep of the law.

Is there a right to privacy in the Constitution?  This is a very stark example of the faces/vases dilemma.  While there are many little (and not-so-little) examples that percolate up from the details of conflicting lines of case law, the question about a constitutional right to privacy seems to emanate from the very heart of our Constitution--a heart that whispers so softly, that different people hear different things.  But whatever one hears, if one is honest one must admit that one is making law by interpreting it one way or the other.  

I am quite comfortable saying there is a Constitutional right to privacy, and I am equally comfortable saying it is an interpretation that makes it so.  It could not be otherwise.

Paul Rosenberg :: "Not Making Law" Is Not Possible--A Philosophical/Conceptual View
Ninth Amendment

The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.

There it is, plain as day, the assertion of un-enumerate rights.  But, of course, that leaves entirely undefined what exactly those rights are.  It's a sort of Incompleteness Theorem for Constitution.  (Not to be confused with Kurt Godel's discovery of a logical flaw in the Constitution).  By its very nature, this Amendment tell us that our rights do not derive from already written law, or else they could all just simply be written out.  But our Founding Fathers clearly believed that was not possible.  Rather, it seems much more sensible that they took the view that rights might be so taken for granted that they would never be properly recognized or considered until someone sought to take them away, or that changing circumstances might lead to the recognition of rights not previously considered as such.  In any event, they shaped this amendment in such simple terms that they placed no set limits on what such rights might be, or how they might come to be recognized.  It was, quite simply, the most open-ended statement of rights imaginable.

As part of her book Private Matters: A Defense of the Personal Life, psychotherapist Janna Malamud Smith (daughter of novelist Bernard Malamud) conducts a examination of the development of ideas and practices about the nature of the private sphere, particularly during the 19th Century.  Although slaves represented an extreme example, it seems clear that privacy as we now conceive it, and its relationship to public life simply did not exist 200 years ago, except in rudimentary, embryonic form.  Reading Malamud Smith, it seems a readily defensible position that (1) the Founders did not have in mind a modern sense of the right to privacy, (2) since such a sense was not readily conceivable to them, (3) but it's precisely what they had in mind abstractly as the sort of right they wished to protect.

Now, of course, this is not the sort of assertion that is easily proved--and indeed, it may even be a defensible position that such an assertion cannot be proved.  But the prospects of disproving this viewpoint are even more remote, since one would have to show that Madison and the other Founders considered such a position and rejected it.  This is, after all, what the doctrine of original intent would require.

No, it is much more consistent with the simple nature of the Ninth Amendment itself, as well as the nature of the Enlightenment--from which our entire philosophy of government comes--that it was crafted to respect the autonomous deliberations of future generations, and to keep prior restrictions on future liberty to a minimum.  In short, my position is that the Constitution did not contain a right to privacy as written, because such a right as we know it today was not conceivable at the time.  But it did create the preconditions for that right to emerge, which it did in the course of time.

A judge can make law either way--either seeing or not seeing a right to privacy in the Constitution.  But either way, they are creating a new Constitution in place of the original, either a face or a vase in place of the ambiguous original.  The process we have been through as a culture since that time is one akin to the process of cognitive development I have described before in terms of Kegan's subject/object model of the the self: More of what was once unformed, unknown, unknowable has shifted from subject to object, background to foreground, context to content, and we simply cannot pretend that things are just as they were 200+ years ago--or rather, we can pretend, but pretending will not make it so.  We cannot return to a less developed, less self-conscious state--although we might want to pretend to. We must make new law--not just petty law, but Constitutional law, indeed, we must remake the Constitution itself as either enshrining or not enshrining a right to privacy.

The two versions of the Constitution are quite different form one another, and neither of them existed in the original.  We have, either way, a living Constitution, one that has changed from what was written and first amended in the late 1800s. Only those who would deny it wish to fool us into thinking it has not changed, and such deception about the deepest aspects of lawmaking cannot be a sound foundation for Constitutional jurisprudence.  We must know what it is we do, to the best of out abilities, or else we build our world on lies.


Barack Obama:

GLAMOUR: Is support for Roe v. Wade a litmus test for you in appointing a Supreme Court justice?

BO: You know, I taught constitutional law for 10 years at the University of Chicago. I feel very strongly that a right to privacy is part of the overarching structure of the Constitution. I think a Supreme Court justice who did not believe in that right, as well as the implications for gender equality, would not have the kind of judicial philosophy that I generally believe in.

It's not a litmus test.  It's a vision test.


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Good post. (4.00 / 3)
In fact, Scalia and Rehnquist are judicial activists who make law all the time.  :-)

The very nature of language and the inability of a word/world map means that there is indeterminancy inherent in the law.  There may be better and worse ways of interpreting principles and applying them to factual situations, but Judges always make law.  


Paul, a very good series of posts on Sotomayor and the Supreme Court. (4.00 / 2)
Let me say something, however, that I hope doesn't clash with the ideas here, with which I am mostly in agreement: we are all protected by a SC that knows its place. We tend to think about the SC as the Warren court. But much of its history is the exact opposite: protecting power, protecting oppression. The fact is, the SC is not a democratically elected body, and should therefore always be limited in its powers. Indeed, we should always look on a body that is appointed with lifetime members with suspicion.

Souter's apoplexy about Bush v. Gore had to do with his strong opposition to any idea that the SC would determine the next president. He and Breyer both agreed that there had been some violation of equal protection.

About the privacy argument: these arguments have been made in numerous fields, and I always thought they went too far in arguing about the change--privacy clearly did exist--maybe not in its modern form, but we could say that about almost any concept, and I'm not sure why the language gets so extreme with regard to the private/public divide.


Yes, The Court Should Be Circumspect (4.00 / 1)
I'm well aware that the Warren Court was exceptional.  A People's History of the Supreme Court gives a very good sense of just how exceptional it was, and how much more commonplace conservative activism is.  So I'm in complete agreement there.

But it's also important to realize how genuinely self-restrained the Warren Court was.  It could have gone much, much farther than it did, but there have been very few public voices pointing this out, and so we have come to have a distorted view of just how activist it was.  In reality, the mere fact that educational integration never was actually achieved is a good indication of just how limited their activism was.

As for privacy, I deliberately referenced Malamud Smith's book because it's much less theoretical, and much more engaged in critical examination of specific texts, and bringing their worlds to life.  It's not that there was no such thing as private life.  That's clearly false.  But the nature of private life has altered so dramatically in such fundamental ways that we are truly talking about something quite different, even though clear commonalities remain.

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3


[ Parent ]
How much has the nature of private life changed? (0.00 / 0)
Do we need to change from a "modern" sense of a right to privacy to a "post-modern" sense?  Is it possible that the Warren Court's interpretation of a right to privacy has become obsolete due to changing technology and the imperatives of a living constitution require a re-interpretation of that right?  (I happen to believe in the idea of a living constitution, but I don't think it implies a one-way growth toward the expansion of rights that others seem to think, and I permit the Constitution to "regress" in the eyes of some as part of its uneven growth.)

I don't have an answer to the questions I pose and I don't know if Malamud Smith addresses them, but I just wanted to toss them out there as philosophical questions to think about.

Things You Don't Talk About in Polite Company: Religion, Politics, the Occasional Intersection of Both


[ Parent ]
Good Question (0.00 / 0)
Even though my immediate answer is fairly simple: I think that the Warren Court has been validated in spades, I agree with the deeper point that belief in a living constitution requires an open-ended consideration of what that means, reflecting on new developments as they unfold.

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3

[ Parent ]
CLS (4.00 / 1)
Paul, have you ever read any Critical Legal Studies literature? Because what you wrote here sounds very much in line with CLS. Have you read any Duncan Kennedy? I think you would really like his stuff. His website is here:

http://duncankennedy.net/home....

I would recommend his book, A Critique of Adjudication for anyone who wants a good overview of CLS.  

But because its a bit long, you might also try:

The Stakes of Law (Hale and Foucault)
http://duncankennedy.net/docum...

A Semiotics of Legal Argument
http://duncankennedy.net/docum...

and a summary of his and others' critique of Law & Econ
Law and Economics from the Perspective of CLS
http://duncankennedy.net/docum...

Pretty much everything the guys touches is brilliant.


It's Been A While (0.00 / 0)
I did read a smattering of CLS/CRS back in the late 80s through the mid-to-late 90s, but hardly anything in the last 10 years or so.

Thanks for the reminders/pointers.  I have been meaning to re-engage. The last link, in particular sounds like just what I've been meaning to look for.

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3


[ Parent ]
Another route for talking about these issues (0.00 / 0)
is the work of Jack Balkin and his colleagues.  He argues that originalism and living constitutionalism, properly understood, are not incompatible but actually two sides of the same coin. For me, this approach is a lot more helpful than CLS/CRS.

A great start, if anyone is interested, in his Framework Originalism and the Living Constitution.

Also, you can check out The Constitution in 2020.

Politics is the art of the possible, but that means you have to think about changing what is possible, not that you have to accept it in perpetuity.


[ Parent ]
Duncan Kennedy (0.00 / 0)
Thanks for these links!

[ Parent ]
Excellent post (4.00 / 2)
Nicely and eloquently summarized what I had been thinking (or trying to, anyway) about this whole jazz about Sotomayor's remarks regarding judges making policy.

Everyone involved knows this is what happens, they all do it or partake in its practice (as Tom Wells, above, pointed out about Scalia particularly) and it is merely a hook for the conservative firebrands to hang their polemical hats upon.

Nicely done.



Thanks (4.00 / 2)
Great post.  Part of my weird take on the Supreme Court is I generally don't believe the right to privacy is in the Constitution, but am very glad others do.  (Come to think of it, I have a similar relationship with the Bible.)


Well, One Way Of Thinking About This (0.00 / 0)
is that one can question the whole idea of what it means that something is "in" the Constitution.

If it's less a made object and more an operating system, which in turn operates in the larger common law environment.  Does the physical location metaphor really do the job anymore?  (Is Caroline in Echo, or visa versa?)  And which software does it make most sense to run?

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3


[ Parent ]
Brilliant post! Now the question is... (0.00 / 0)
...how do we force-feed it to the 'knuckle draggers' ?

Ceci n'est pas une face. Est c'est ne pas une vase. (0.00 / 0)
C'est une image digitale.
Une hommage à Magritte?
:D

Actually, (4.00 / 1)
I had considered something from Escher.  But ended up going for classic simplicity.

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3

[ Parent ]
a different tack (0.00 / 0)
i think this post offers one possible analysis on the question, but i think the question is posed too abstractly.  In today's political climate, it boils down to two question:

1) Would you prefer judges and especially Supreme Court justices who lean more towards circumscribing their powers of individual thought or would you prefer judges and SC justices who lean towards using it - and how - whether on a fundamentalist inteprretation of the Constitution, using contemporary public opinin, using scientific opinion, findign a consensus among the people int he legal profession, or their own ideas or morality and fairness and other metrics.  It's not an absolute, as presented by the republican right, but a spectrum.

2) as yo8u might note, the republicans complaining about judicial activism actually fall on the second answer.  do we comprehend then, as you do i'm sure and several commenters have pointed out, that this argument against judicial activism is a republican scam at this point which invokes the question above in order to secure political gains to the opposite effect.  It's pure hypocrisy at this point - i won't comment on its truth value 30 years ago because I don't know.  

While they appoint the judges who are the most activist in terms of reshaping law and legal interpretation by restoring a fundamentalist interpretation of the law and the constitution, they rile against people who reshape law and legal interpretative practices.  This is rank, it reeks, and it needs to be called out.  They are a bunch of liars!  Thankfully, they open the door to making a case that they are liars and actually radical reinterpretation is okay - and more genearlly that thinking about the ways in which judges make their decisions is perfectly appropriate and worth considering, as long as its done marginally honestly.


Well, I Don't Think There's Any One Right Way To Put It (0.00 / 0)
This post is intentionally abstract.  (Wasn't the graphic alone enough of a give-away on that score?  Heck, do I have to add an ECM mp3?)

I think your point is a good one, but I also think that others are making it already, and I wanted to add something different to the mix.

And for a change of pace to the down and dirty, another dish has just been served.

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3


[ Parent ]
. (4.00 / 1)
Well there's making law and there's making law. I mean there's the lemon test, which is the supreme court making a specific guideline that establishes the rules the government must follow if it doesn't want to infringe on the establishment clasue. Then there's Lochner V. New York, which is definitely activism gone wrong.

. (0.00 / 0)
Let me clarify, I'm pointing out the lemon test as a great example of judges creating policy necessarily. And lochner as them completely making up shit.

[ Parent ]
Oh I Agree (4.00 / 1)
There are enormous differences in what's done in the way of making law.  Lochner, Plessy, Dred Scott, Bush v. Gore, lots of very bad making shit up.

I just think that it helps us see more clearly if we all recognize that "making law" is not the issue.  Having done that, the real issues should be easier to focus on.

"You know what they say -- those of us who fail history... doomed to repeat it in summer school." -- Buffy The Vampire Slayer, Season 6, Episode 3


[ Parent ]
Excellent Post. (0.00 / 0)
You never cease to amaze.

My commonsense way of expressing this, as I did the other day to a friend who was going on about how 'judges shouldn't inject their views into their judgments - they should just follow the law' is to say that this talking point we're hearing today comprises a very strange view of the law.  Judges have always injected their views into their decisions - that why people always tried to get the wise ones to be judges, because they are supposed to bring their life experiences to bear on their judgments.  If the law was cut-and-dried as applied to a particular situation, you wouldn't need a wise judgment-giver, you could use a legal automaton.  In fact, this is what Reagan/Rockefeller were trying to achieve with their 3-strikes laws, which so limited judicial discretion.  Public opinion has turned against that model, and the conservatives are engaged in a rear-guard action here, which is bound to fail.


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